The New Era of Regulatory Enforcement: A Comprehensive Guide for Raising the Bar to Manage Risk

Richard Girgenti, Timothy Hedley (Autoren)

Buch | Hardcover

336 Seiten

2016
McGraw-Hill Education (Verlag)
978-1-259-58459-6 (ISBN)

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Helps you mitigate risk and achieve high-level business performance in today's regulatory and enforcement environment. This book discusses the government policies, strategies and tactics driving enforcement activity and outlines the most effective approaches for preventing, detecting, and responding to the risks presented.

Mitigate risk and achieve high-level business performance in today’s regulatory and enforcement environment

The outset of the 21st century has seen a relentless flow of events from the 9/11 terrorist attack to the 2008 financial recession that have given birth to a new regulatory and enforcement landscape. In today’s global and digital world, this increasingly complex landscape has created unprecedented challenges and risks for businesses in all industries.

The New Era of Regulatory Enforcement provides an overview of the challenges companies face in conducting business in this new environment. It discusses the government policies, strategies and tactics driving enforcement activity and outlines the most effective approaches for preventing, detecting, and responding to the risks presented.

Authors Rich Girgenti and Tim Hedley--two highly experienced professionals at KPMG who daily work with organizations around the globe to help them understand and manage these challenges--draw upon their years of experience in both the private and public sector to provide an overview of the new regulatory and enforcement landscape and a framework for compliance. Assisted by a team of subject matter professionals, the book covers a broad range of topics including:

      ·        bribery and corruption

·        money laundering and trade sanctions

·        market manipulation

·        financial reporting fraud

·        off-shore tax evasion

·        unfair and abusive consumer finance practices, and

·        fraud and misconduct in the Healthcare and Life Sciences industries

Prudent and diligent organizations must take the necessary steps to preserve the hard-earned value of their companies. In doing so, they will not only help improve their chances for sustainable business success, but also create benefit for their employees, shareholders, customers, and the public at large.

Richard H. Girgenti has over 35 years of experience in the investigation of fraud and abuse and in advising clients to prevent them. He is the leader of the Forensic Services of KPMG LLP. He was a member of the Board of Directors of KPMG LLP, Prosecutor and former Director of the Department of Criminal Justice in New York State. Timothy P. Hedley has a long experience in assisting organization in the prevention, detection and response to fraud and irregularities. Is responsible for Fraud Risk Management services of KPMG LLP. He is a member of the NY State society of CPAS and the AICPA.

About the Editors/Authors v
Contributors vii
Authors’ Acknowledgments ix

Introduction xi
Richard H. Girgenti
Chapter 1: The New Era of Regulatory Enforcement 1
Richard H. Girgenti
Chapter 2: Raising the Bar: A Framework for Managing Risk 27
Timothy P. Hedley
Richard H. Girgenti
Chapter 3: Bribery and Corruption 67
Pamela J. Parizek
Chapter 4: Money Laundering 101
Teresa A. Pesce
John F. Caruso
Chapter 5: Economic and Trade Sanctions 117
Charles M. Steele
Chapter 6: Market Manipulation and Insider Trading 135
Richard J. Bergin
Nathan B. Ploener
Timothy P. Hedley
Chapter 7: Financial Reporting Fraud 159
Howard A. Scheck
Timothy P. Hedley
Chapter 8: Unfair, Deceptive, and Abusive Consumer Finance Practices 183
Amy S. Matsuo
Chapter 9: Offshore Tax Evasion 207
Laurence Birnbaum-Sarcy
Chapter 10: Fraud and Misconduct in Healthcare 225
Glen E. Moyers
Chapter 11: Fraud and Misconduct in Life Sciences 237
Mark C. Scallon
Regina G. Cavaliere
Richard L. Zimmerer

Endnotes 255
Index 297

Zusatzinfo	0 Illustrations, unspecified
Verlagsort	OH
Sprache	englisch
Maße	163 x 236 mm
Gewicht	616 g
Themenwelt	Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung
Themenwelt	Wirtschaft ► Betriebswirtschaft / Management ► Unternehmensführung / Management
ISBN-10	1-259-58459-3 / 1259584593
ISBN-13	978-1-259-58459-6 / 9781259584596
Zustand	Neuware