1.1. Introduction
Victorian England produced its fair share of famous polymaths. Chief amongst them is Francis Galton (1822–1911) who made seminal contributions to fields of research as varied as psychology, meteorology, and genetics. Better known for the development of eugenics, the improvement of the human race by selective breeding, he also made several long-standing contributions in less controversial fields (
Brookes, 2003). Buried in his massive output, there is a record of a trip to present-day Namibia during which he observed the behaviour of free-ranging Damara cattle. While he was primarily interested in understanding the slavish attitudes of men, which we know today as instincts, he was also drawn to social animals, such as the ox, to better understand the gregarious instinct (
Galton, 1883). At the time of his research, African lions often ambushed grazing Damara cattle. Galton made the following observations on the cattle:
When he is alone it is not simply that he is too defenceless, but that he is easily surprised. …cattle are obliged in their ordinary course of life to spend a considerable part of the day with their heads buried in the grass, where they can neither see nor smell what is about them. …But a herd of such animals, when considered as a whole, is always on the alert; at almost every moment some eyes, ears, and noses will command all approaches, and the start or cry of alarm of a single beast is a signal to all his companions. …The protective senses of each individual who chooses to live in companionship are multiplied by a large factor, and he thereby receives a maximum of security at a minimum cost of restlessness.
As would be expected from a cousin of Charles Darwin, the father of natural selection, Galton later concluded that there is little doubt that gregariousness in cattle evolved to reduce predation risk.
This excerpt clearly illustrates several key concepts in the study of animal vigilance. Animals use various senses to monitor their surroundings for potential threats, such as ambushing lions in the case of cattle. The purpose of such monitoring is the early detection of threats. Upon detection, conspicuous signals like alarm calls warn all group members about an impending attack. Such signals allow individuals to benefit from all the eyes and ears available in the group to detect threats, making it possible for group members to reduce their own vigilance at no increased risk to themselves. These concepts will be explored more fully in the following chapters.
The original account of the Damara cattle story was published earlier in a relatively obscure magazine article (
Galton, 1871). However, the above excerpt was part of a widely cited book on human faculty and development. It is quite surprising that early students of animal vigilance apparently ignored this work. I could only find one citation to Galton’s story buried in a book on animal aggregation (
Allee, 1931). It was not until the early 1970s that the work was mentioned again (
Hamilton, 1971), a time when the study of animal vigilance picked up in earnest. It is perhaps the case that the message fell on deaf ears.
Ever since the 1970s, vigilance has been recognized as a major component of anti-predator behaviour. In the sequence of events leading to the eventual capture of a prey animal by a predator, vigilance plays a role in the early stages (
Endler, 1991). In yet earlier stages, prey can reduce encounters with a predator by being more difficult to locate with adaptations like crypsis or aggregation (
Krause and Ruxton, 2002). In later stages, prey animals can reduce the probability of capture following the launch of an attack by adopting defensive formations or confusing the predator. Vigilance plays a role in between these stages by reducing the probability that the predator remains undetected until it is too late to escape successfully. Aimed at predation threats, vigilance can be viewed as a pre-emptive measure to reduce the risk of attack because a detected predator is less likely to pursue the attack (
Caro, 2005). Vigilance can also be aimed at conspecifics; in this case, it also serves a pre-emptive role by preventing or avoiding encounters with threatening individuals.
In this chapter, I lay the foundation for the scientific study of animal vigilance. First, I will provide a definition of vigilance and then pinpoint landmark studies, stretching from the pioneering work of Galton to the more recent theoretical and empirical work. I then explore research themes associated with the modern study of animal vigilance.
1.2. Definition and measurements
1.2.1. How to Define Vigilance
In the Oxford dictionary, vigilance is defined as the action or state of keeping careful watch for possible danger or difficulties. The Damara cattle in the Galton story, using their eyes, ears, and noses to detect ambushing lions, are clearly vigilant according to this definition. To add a biological twist to the definition, one can replace ‘careful watch for possible danger’ by ‘monitoring the surroundings for potential threats’, whose nature will be explored later in this section. While the term ‘careful watch’ conjures the idea that vigilance is carried out visually, the term ‘monitoring’ implies that all senses can be used for detection, as the cattle example illustrated.
A key feature of the definition is that vigilance can be viewed as a state or behaviour. The state of vigilance, being a predisposition of the brain, cannot be observed directly, but the outward signs, in terms of behaviour, can be observed and measured. I refer to these outward signs of a vigilant state as markers of vigilance. The dichotomy in the definition is reflected by the terms variously used over the years to describe vigilance (
Table 1.1). Labels such as watchfulness, wariness, attentiveness and apprehension certainly refer to an internal state that governs how an animal monitors the surroundings for danger. Other labels describe the ways animals actually monitor their surroundings, and fall in the marker family. Terms such as head-turning, scanning, and sniffing convey the observable ways animals use their senses to detect threats. Early researchers described vigilance using terms that are now considered anthropomorphic, such as guarding and sentry-duty, which give the impression that individuals have been assigned a duty by a third party for the benefit of the group. Such terms are avoided nowadays.
Table 1.1
A Lexicon of Vigilance Terms
| Sentinel | High level of alertness maintained by one individual allowing the others to forage less warily | Williams (1903) |
| Guarding | Maintaining a state of alertness to warn others | Jenkins (1944) |
| Alertness | State of an individual on the alert for potential threats | Altmann (1951) |
| Fearfulness | State of fear accompanied by frequent head-turning | Tolman (1965) |
| Behavioural pattern terms |
| Monitoring | Eyes, ears or noses monitor the surroundings for threats | Galton (1871) |