Fund Director's Guidebook, Fifth Edition
Seiten
2025
American Bar Association (Verlag)
978-1-63905-426-8 (ISBN)
American Bar Association (Verlag)
978-1-63905-426-8 (ISBN)
This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.
To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:
an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;
information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;
assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;
suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;
and more.
To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:
an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;
information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;
assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;
suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;
and more.
Is the principal Business Law Section committee dealing with the Federal securities laws, provides meaningful meetings, programs and information to practitioners covering a wide range of securities law topics, and through comment letters, is a significant resource to the SEC.
| Erscheinungsdatum | 09.04.2025 |
|---|---|
| Zusatzinfo | Illustrations |
| Verlagsort | Chicago, IL |
| Sprache | englisch |
| Maße | 152 x 228 mm |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| Wirtschaft ► Betriebswirtschaft / Management ► Finanzierung | |
| Wirtschaft ► Betriebswirtschaft / Management ► Unternehmensführung / Management | |
| ISBN-10 | 1-63905-426-X / 163905426X |
| ISBN-13 | 978-1-63905-426-8 / 9781639054268 |
| Zustand | Neuware |
| Informationen gemäß Produktsicherheitsverordnung (GPSR) | |
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Buch | Softcover (2025)
dtv Verlagsgesellschaft
CHF 34,85
Buch | Softcover (2025)
dtv Verlagsgesellschaft
CHF 20,85
