Anti-money Laundering

A Guide for Financial Services Firms

Tim Gough (Herausgeber)

Buch | Hardcover

250 Seiten

2005
Risk Books (Verlag)
978-1-904339-78-6 (ISBN)

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Focusing on how a system can be constructed to prevent firms from being used to further financial crime, and how to avoid regulatory penalties, this work guides on how to implement a proportionate and effective anti-money laundering regime. It is aimed at compliance professionals, lawyers and regulatory consultants.

Brice Benaben is the global head of inflation structuring at ABN AMRO. His team have been structuring a wide range of inflation-linked products and innovative solutions for hedge funds, pension funds, corporates, financial institutions, and project finances both in Europe and the USA. He was initially involved in linkers trading as a portfolio manager in the International Finance Corporation (World Bank group) in Washington DC. Then, as head of fixed income and portfolio strategies in Credit Agricole Indosuez (Calyon), he worked with sophisticated investors on risk budgeting frameworks, focusing particularly on inflation strategies within fixed income portfolios. He also advised major European sovereign issuers on various debt management issues; this includes optimising the funding strategies for debt portfolio, mixing nominal and inflation-linked bonds with risk-adjusted cost quantitative models. Brice speaks regularly at conferences and has co-written various papers on asset management and debt management with inflation-linked products. Brice is a graduate of Oxford University, where he studied applied mathematics.

1. Dealing with Complex KYC Ed Williamson The Royal Bank of Scotland 2. Managing Global AML John Flynn Aviva 3. PoCA Issues Dave Powers Barclays 4. Managing AML Awareness and Training Tim Gibson Redtray Ltd.; 5. Role and Responsibilities of the MLRO Jenny Esdaile and Shaun O'Leary Huntswood Consulting 6. Local Management of AML Responsibilities Chris Oldland Zurich 7. Electronic Verification John Cannon Equifax 8. Risk-Based Approach Nick Matthews Deloitte 9. Managing Internal and External Reporting Emma Hardaker Deloitte 10. Healthchecking and Benchmarking your AML Regime Tim Gough The Royal Bank of Scotland

Erscheint lt. Verlag	21.11.2005
Zusatzinfo	graphs & tables
Verlagsort	London
Sprache	englisch
Maße	155 x 235 mm
Themenwelt	Recht / Steuern ► EU / Internationales Recht
	Recht / Steuern ► Strafrecht ► Besonderes Strafrecht
	Recht / Steuern ► Strafrecht ► Kriminologie
	Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht
ISBN-10	1-904339-78-6 / 1904339786
ISBN-13	978-1-904339-78-6 / 9781904339786
Zustand	Neuware