Securities Regulation in a Nutshell
Seiten
2020
|
12th Revised edition
West Academic Press (Verlag)
9781642423983 (ISBN)
West Academic Press (Verlag)
9781642423983 (ISBN)
Will help readers acquire an understanding of the basic content and organisation of federal and state securities law. An authoritative summary, the book covers the essential background and current status of each major area, while keeping details and citations to a minimum.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
| Erscheinungsdatum | 12.04.2021 |
|---|---|
| Reihe/Serie | Nutshell Series |
| Verlagsort | Minnesota |
| Sprache | englisch |
| Maße | 124 x 187 mm |
| Gewicht | 379 g |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| ISBN-13 | 9781642423983 / 9781642423983 |
| Zustand | Neuware |
| Informationen gemäß Produktsicherheitsverordnung (GPSR) | |
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