Principles of Securities Regulation, Revised

Thomas Lee Hazen (Autor)

Buch | Softcover

526 Seiten

2017 | 4th Revised edition
Foundation Press (Verlag)
9781683288299 (ISBN)

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Includes the most recent developments in securities regulation, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation.

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions.

Erscheinungsdatum	16.08.2017
Reihe/Serie	Concise Hornbook Series
Verlagsort	Minnesota
Sprache	englisch
Maße	159 x 236 mm
Gewicht	695 g
Themenwelt	Recht / Steuern ► EU / Internationales Recht
Themenwelt	Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht
ISBN-13	9781683288299 / 9781683288299
Zustand	Neuware