Securities Regulations
Seiten
2006
West Academic Press (Verlag)
978-0-314-16114-7 (ISBN)
West Academic Press (Verlag)
978-0-314-16114-7 (ISBN)
The Law School Legends Securities Regulation audio lecture on CD includes information on Modern Financial Markets, Securities Markets, Federal Securities Laws, Role of the SEC, Forces of Change at Work in Today’s Securities Markets, Definition of “Security” – Scope of Statutory Definition of Security, The Howey Test, Role of the “Context Clause”…
Securities Regulations condenses securities regulations into one lecture, including law, hypotheticals, and exam tips. This audio lecture covers such topics as: modern financial markets, securities markets, federal securities law, the role of the SEC, forces of change at work in today's securities markets, the definition of security, public offerings and the registration process under Section 5 of the 1933 Act, preparing the registration statement, shelf registration procedures, the SEC's new public offering reform rules, resales of securities by non-issuers, and express civil liability provisions of the 1933 Act.
Securities Regulations condenses securities regulations into one lecture, including law, hypotheticals, and exam tips. This audio lecture covers such topics as: modern financial markets, securities markets, federal securities law, the role of the SEC, forces of change at work in today's securities markets, the definition of security, public offerings and the registration process under Section 5 of the 1933 Act, preparing the registration statement, shelf registration procedures, the SEC's new public offering reform rules, resales of securities by non-issuers, and express civil liability provisions of the 1933 Act.
| Erscheint lt. Verlag | 31.12.2006 |
|---|---|
| Reihe/Serie | Law School Legends Audio Series |
| Verlagsort | Minnesota |
| Sprache | englisch |
| Maße | 152 x 229 mm |
| Gewicht | 367 g |
| Themenwelt | Recht / Steuern ► EU / Internationales Recht |
| Recht / Steuern ► Wirtschaftsrecht ► Bank- und Kapitalmarktrecht | |
| ISBN-10 | 0-314-16114-7 / 0314161147 |
| ISBN-13 | 978-0-314-16114-7 / 9780314161147 |
| Zustand | Neuware |
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